Category Archives: Literary Criticism

Re: “Resisting the Extraliterary”

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A couple of  insightful responses to Joe’s earlier post:

Clayton Chrusch:

I understand what you are saying. I think the difference is that relating literature to economics or politics or power relations between the sexes, is setting up a determinism with the implication that literature has no empirical structure that is proper to itself; in other words, it empties literature of literary content.

But bringing logic or even math to the table is a different matter, because these are tools that can be used to build a properly literary structure, they are not the structure itself, they do not usurp the content of literature. Frye liked to make analogies between the study of literature and other disciplines, and if you consider other disciplines, you see that the use of mathematics or logic does not work to subordinate them to something outside themselves.

Frye liked to use diagrams. That did not subordinate literature to geometry or graph theory.

I’m not insisting that everyone think as I do, but I do believe that if people with a logical temperament could find a place in literary studies, they could do a lot to build an objective(ish) “science” of literary convention which would establish the properly literary structure of literature.

Jan Gorak:

It does seem a shame that no one seems to ask why anyone would want to cast a work in literary form any more – something that The Educated Imagination itself addressed so well I always thought. I also think Frye – and many of his contemporaries – were much better at seeing and talking about the various constructions human beings deploy and the motives for deploying them. Contemporary critics seem to have gone back to the dark ages on questions like this, so that you often wonder whether they would even recognize an allegory if one bit them! It would also seem relevant to say that although Frye thought that he inhabited the same imaginative universe as Blake, Coleridge etc, most contemporary theorists are convinced that anything before 1968 let’s say is completely out of their field of vision, so you get bizarre frames of reference brought to bear in the name of  “redefining the Victorian idea” or whatever. Sho’ is a mysterious discipline these days. Good to be in touch!

Trevor Losh-Johnson: “The Phases and Modes of Language”

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Responding to Bob Denham’s earlier post.

Since my Frygian orientation is based on the Anatomy, this is certainly a new and exiting schematic for me. I wish I could have cited my source for that comment on etiological theories of language, but I have had no luck finding it. There is always the possibility that it was a sort of excluded initiative during my reading that became a center of concern when I wrote my post.

Is there a term Frye used for the movement of the excluded initiative into its subsequent center of concern (I may not be using the term “concern” correctly)? If reversed, it seems to resemble the displacement of myth into descending modes in the Anatomy – “Reading forward in history, therefore, we may think of our romantic, high mimetic and low mimetic modes as a series of displaced myths, mythoi or plot-formulas progressively moving over towards the opposite pole of verisimilitude, and then, with irony, beginning to move back” (pg. 52, the final sentence of ‘Comic Fictional Modes’).

Also, is there any circular thrust to this model, adopted, as it seems, from De Lubac’s Medieval Exegesis? From what I know of De Lubac, his adapted categories were more or less static modes of interpretation. The model adopted from Vico has its implied ricorso, but what modulation is in the second seems to be without recurrence.

But as an applicative theory of language, it is just the thing that dovetails into my interests. I am interested in theories of language that apply to literature as an order of words, even if such theories do not apply much to linguistics as the discipline stands. My complaint, that comparative literature made me into an amateur expert on everything except literature, may apply in its own way to Prof. Adamson’s lament on the extraliterary.

Frye and Chesterton

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Responding to Russell’s post earlier today:

Russell, Frye didn’t write anything extended on Chesterton, so far as I know. He read at least The Victorian Age in Literature and The Everlasting Man when he was a student at Emmanuel College. Here are about three dozen passages in his writings, some of them trivial, that refer to Chesterton.

1. I must expand the conception of dandyism as, essentially, a comic literary convention entering life around the second half of the 19th c. The dandy develops out of the Cléante type of comic moral norm, detached from what is seen as a crowd of preoccupied attached obsessed people, all facing in the same direction. The dandy is essentially conservative, because the facing-one-direction people make an assumption of progress, yet his impact is that of a devil’s advocate, reversing the melodramatic maxims in which society believes. Apart from the French developments, Oscar Wilde popularized the attitude, the progenitor of which in England is really Matthew Arnold, both in his life & in his comedies. An Ideal Husband has the dandy in one of his proper roles—that of gracioso-hero. His attitude is comic-existential, puncturing the balloons of false idealism. A Woman of No Importance has a far more brilliant dandy, but Wilde, partly through an effort to be “fair” to the other side, partly through a streak of masochism, & partly through sheer laziness, completely foozled the conclusion. Anyway, the dandy attitude survives in the early (twenties) essays of Aldous Huxley, whose epigrams are mainly inverted clichés, in Yeats’ association of dandyism & heroism, in Lytton Strachey, & in the contemporary New Yorker—see its Knickerbocker figure and again the inverted melodrama clichés of its cartoons. G.K. Chesterton is an anti-dandy; Shaw uses the dandy formula of course, but never puts much of himself behind it. I think something of this might get into an essay on Samuel Butler, who isn’t a dandy, but uses one as a norm in WAF [The Way of All Flesh], & is in marked contrast to William Morris, who’s a tough little Cockney drudge, to use Carlyle’s opposite term. (Notebooks for “Anatomy of Criticism,” CW 23, 265)

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Resisting the Extraliterary

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I think part of my apparent resistance to efforts to apply logical, scientific, or mathematical models to account for literary phenomena is due to the long-standing and ongoing tacit contempt within the university and elsewhere for the value of literature and literary studies. This attitude is sadly the case even within English departments or literature departments. Certainly at my university there is no avoiding the sense that one belongs to the “special needs” group, and that we must be both pitied and patronized by those who are in the real business of scholarship and research, since what they do actually means something in the “real world”: curing cancer, building bridges, producing wealth. How far this attitude is from Frye’s conception of the university he has eloquently articulated in writings too numerous to mention here.

The problem, however, is that this attitude has been internalized by literary scholars themselves, and swallowed whole by cultural studies scholars who have decided that since literature is a confidence game, a shill for the social establishment, the purpose of critical analysis must be to demythologize literature. In contrast, Frye believed in the authority of literature. It was criticism and literary scholarship that were incoherent. The central purpose of the Anatomy was to clarify and establish the parts and principles of criticism, to derive and synthesize a working structural poetics from an inductive survey of literature itself, and to begin building an autonomous body of knowledge on these discoveries. Literary criticism would then no longer feel it needed to seek outside itself for verification of its validity, like a toddler anxiously turning to its mother for permission to walk. There is always something about explanations of literature from other disciplines that smacks of this attitude of dependency that Frye did his best to discredit, and of course these explanations are largely the work of literary scholars themselves. How can we possibly know what to say about literature and myth and metaphor unless we apply real knowledge–from history, anthropology, psychology, cognitive science, now neuroscience even, etc.– to explain them? It couldn’t possibly come from literature itself.

I was on a thesis defense in English a couple of years ago and one of the external examiners was a professor of psychology, a specialist in cognitive science. He used his period of questioning as a teaching moment, as he patiently explained to us what a great tool cognitive science would be to literary scholars in understanding something like metaphor. I am sure that cognitive science can teach us a good deal. On the other hand, it was pretty clear that it had never occurred to him that, when it came to metaphor, reading someone like Northrop Frye might be a greater benefit to him than his particular discipline would be to us.

The fact that my own department here at McMaster is a cultural studies stronghold may account for my particular sensitivity on this point. On my desk right now is a thesis I have been asked to read entitled “Redefining the Victorian Ideal: the Productive Transnormative Family in Sensation Fiction,” which focuses on two popular sensational novels of the Victorian era, one of which, Lady Audley’s Secret, was mentioned by Russell Perkin in an earlier post. The title of the thesis makes my point.

It seems so easy to subordinate literature to something else, something other than story and imagery, something other than the literary universe itself, that a certain amount of knee-jerk resistance may not be out of order.

The Phases and Modes of Language

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Frye may not have, as Trevor Losh‑Johnson reports someone as saying, an “etiological theory of linguistics,” if that means a theory of the origin or causes of language, but he does have a theory of language––in fact, several theories.  He begins his talk “The Expanding World of Metaphor” by saying:

Let us start with literature, and with the fact that literature is an art of words.  That means, in the first place, a difference of emphasis between the art and the words.  If we choose the emphasis on words, we soon begin to relate the verbal structures we call literary to other verbal structures.  We find that there are no clearly marked boundaries, only centres of interest.  There are many writers, ranging from Plato to Sartre, whom it is difficult, or more accurately unnecessary, to classify as literary or philosophical.  Gradually more and more boundaries dissolve, including the boundary between creators and critics, as every criticism is also a recreation.  Sooner or later, in pursuing this direction of study, literary criticism, philosophy, and most of the social sciences come to converge on the study of language itself.  The characteristics of language are clearly the essential clue to the nature of everything built out of language.(“The Secular Scripture” and Other Writings on Critical Theory 1976–1991, CW 18, 342–3)

The “characteristics of language” are naturally a part of Frye’s theory of language, the two chief forms of which in his late work are in the first chapters of The Great Code (phases of language) and Words with Power (modes of language).  The first chapter of The Great Code, in typical Frye fashion, is elaborately schematic.  It begins with Vico’s notion of the three ages of humanity, and then moves through more than a dozen different categories to classify the tripartite phases that language has, more or less historically, passed through: the poetic, the heroic, and the vulgar; the hieroglyphic, the hieratic, and the demotic; the mythical, the allegorical, and the descriptive; the metaphorical, the metonymic, and the similic, and so on.  Frye glances at the historical locus of each of these phases, the way each formulates subject‑object relations, the meaning of such words as “God” and “Logos” in each, and the typical form that prose takes in each phase.  All of this anatomizing, devoid of Frye’s examples and illustrations, can be summarized in this chart:

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Frye and Chesterton (2): “The Great Western Butterslide”

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As I said in my previous post on this topic, Frye often uses G. K. Chesterton as an example of a critic whose judgments are always overly affected by his beliefs and commitments.  This is perhaps somewhat unfair to Chesterton, who celebrated the genius of Charles Dickens, someone who had no great love of Catholicism, or dogmatic religion, or the middle ages.  Ian Ker, in The Catholic Revival in English Literature, 1845-1961, refers to Chesterton’s “Dickensian Catholicism.”  I find there is a kind of exuberant excess in Chesterton’s style that evades the reduction of his work to the articulation of a set of beliefs.  Ker makes an eloquent case for placing Chesterton alongside the great Victorian cultural prophets such as Carlyle, Arnold and Newman. I wonder if “Chesterton” for Frye was more a symbol of a certain kind of neo-Thomist intellectual for whom he had little time, and who would have been likely to have admired Chesterton, than a considered reflection on the writer himself.

 Frye’s bluntest comment on Chesterton that I am aware of (perhaps Bob Denham can let me know of a better one!) comes in the Notebooks on Romance: “Catholic thinkers like Chesterton pretend that medieval life was an ideal along with medieval art, and was so because everybody was agreed on a central myth of concern. That’s shit” (CW 15:320).  But unlike many Catholics who looked back to the middle ages, Chesterton described himself as a liberal and a democrat in politics.

 One of Frye’s most colourful expressions is “the great western butterslide,” by which he means the myth of decline that held that at a certain point the organic unity and spiritual harmony of western culture was irretrievably lost, and things declined to their present desperate state (or “Pretty Pass,” as Frye put it in a 1953 review of Allen Tate (CW 21:177; see also Anatomy of Criticism, CW 22:319).  Ruskin identified this cultural “Fall” with the Renaissance; for others it was the Protestant Reformation that was the cause of all our problems.  I first encountered the intriguing word “butterslide” when reading Frye;  Germaine Warkentin notes that he was familiar with it as a bobsledding term, and she also cites the OED: “butter-slide, a slide (SLIDE n. 9) made of butter or ice; also fig.” (CW 21:495n4).

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The Greek Modes and the Circle of Fifths

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Responding to Peter Yan and Adam Bradley:

Yes, Frye certainly did know about the Greek modes.  In “Modal Harmony in Music” he writes:

In the sixteenth century much greater freedom of tonality was available.  The major and minor modes were then celled Ionian and Aeolian respectively, but four others were used.  Arranged in order of sharpness, they are:  Lydian (F to F on white notes: present major with raised fourth); Ionian (C to C: present major); Mixolydian (G to G: present major with lowered seventh); Dorian (D to D: present natural minor with raised sixth); Aeolian (A to A: present minor); Phrygian (E to E:  present natural minor with lowered seventh).  A seventh mode, the Locrian, B to B or Phrygian with lowered fifth, had probably only a theoretical existence.  These four additional modes, like the two we now have, ended on the tonic chord.  Thus, if all modes were impartially used today, a piece ending on G would have a key signature of two sharps in the Lydian modes, one in the major, none in Mixolydian, one flat in Dorian, two in minor, three in Phrygian.  Or a piece with a key signature of one sharp could be C Lydian, G major, D Mixolydian, A Dorian, E minor, or B Phrygian. (Northrop Frye’s Fiction and Miscellaneous Writings, 185)

And in “Baroque and Classical Composers” Frye writes:

When rhythm changes from 4/4 to 3/2 the minim of the latter = crochet of former.  Key signatures only either none or one flat, & occasionally two flats: no sharps.  Fellowes finally, bless his heart, coughs up some dope on the modes.  If the piece has no flat in the signature, look at the last bass note and that will give you the mode.  A = Aeolian (minor scale), B = Locrian (theoretically: it’s never used), C = Ionian (major scale), D = Dorian, E = Phrygian, F = Lydian, G = Mixolydian.  That’s if the melody is authentic: if it’s plagal then prefix hypo to the mode.  If there is a flat, transpose a fourth down or fifth up (G with a flat = D without one); if two, tr. [transpose] a tone up.  Hence many key signatures until the 18th c. were a flat or a sharp short.  Modulation & equal temperament go together. (ibid., 175)

As for the circle of fifths, sometime in the late 1950s or early 1960s Frye provided a schematic for the circle as a way of outlining the twenty‑four parts in the first three units of his ogdoad: Liberal, Tragicomedy, and Anticlimax.  The twenty‑four letters of the Greek alphabet provided Frye a convenient name for each of the twelve major and the twelve minor keys.  C = alpha, A = beta, G = gamma, etc.  Frye didn’t actually draw a diagram, but in his Notebooks for “Anatomy of Criticism” (paragraphs 57, 58, 63, and 73 of Notebook 18), he set down the constituents of a diagram and gave a brief description of the thematic contents of each of the twenty‑four parts, illustrating what he means by saying that the circle of fifths provides a “symmetrical grammar” (Spiritus Mundi, 118).

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Frye and Negative Capability

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I am a bit puzzled by Clayton’s comment in response to Russell’s post on Chesterton, suggesting that Frye did not want to give clear answers because he did not want people to be stuck with them, and that his reticence to give answers means that he did not want to enter into a dialectical process. Frye certainly did not want to impose ideas or beliefs on anyone, or even assert them in a context of dispute. One reason is that, even though people are passionate and articulate in asserting their beliefs, ideologies or matters of belief do not lend themselves to evidence or certainty. No one is going to argue anti-gay protesters out of their belief that homosexuals are polluting the world with sin. Frye would have been terrible on CNN, but this does not mean that Frye’s posture is non-dialectical. It depends on what meaning you give the term. The issue of Frye’s elusiveness when it comes to “answers” or categorical statements and judgments recalls the passage in the introduction to The Great Code that I quoted in a previous post.

It is clear that in his writings Frye’s approach is very much that of a teacher, not an ideologue or a polemicist, or a preacher or professor of some faith. Frye does in his books and essays and lectures exactly what he says a teacher should do: recreate the subject in the student’s mind. Frye has stated on occasion that he eschewed argument or disputation, and just wasn’t interested in it. It is clearly partly temperamental, but more that he just didn’t see it as particularly productive. Teaching isn’t about arguing or promulgating something. The contrast with aspects of the contemporary scene in literary and cultural studies, which often verges on ideological indoctrination or the imparting of correct thinking, is striking, and only demonstrates–at least for me–what is so appealing about Frye’s posture.

Frye says the teacher, precisely because he has more knowledge than the student, should be the one asking the questions, rather than giving the answers. As in one’s own thinking, asking the right questions is always the key, and this demands a high degree of negative capability. Keat’s statement of the issue is always worth quoting:

I had not a dispute but a disquisition with Dilke, on various subjects; several things dovetailed in my mind, & at once it struck me, what quality went to form a Man of Achievement especially in literature & which Shakespeare possessed so enormously – I mean Negative Capability, that is when man is capable of being in uncertainties, Mysteries, doubts without any irritable reaching after fact & reason. [Letter to George and Thomas Keats dated Sunday, 28 December 1817.]

The anxious reaching after truth–as a matter of belief–is a liability that can end up blocking progress to better answers and better questions. I find this is the case with many students: they are often all too ready to reduce a symbol or theme to a significance outside the text and literature, such as what beliefs the author held. But this is just as much the case with many critics. Frye is not criticizing Chesterton for his beliefs, but for the way he subordinated his imagination and perceptiveness about literature to his beliefs. That is Frye’s point about value judgments: they are simply a dead end when it comes to the knowledge of literature.

Such judgments are rhetorical in the sense Frye gives that term in Words with Power: they involve a subjective response and cannot be the basis of criticism. One can try to persuade others by the compelling logic of one’s argument, or rhetorically, by an appeal to the compulsions of emotion and belief, the domain of ideology, belief, and advertising. But literature is not about compulsion, even though it may be subordinated to an author’s wish to propogate the truth he or she believes in. Frye certainly uses logic and rhetorical devices to recreate his subject in the minds of his readers. But he does his best not to subordinate his understanding of literature to his own beliefs, which he most certainly had. One of the teachings he imparts is that literature itself does not try to persuade at all: it deals with the conceivable, the imaginable, regardless of the facts or truth, scientific or religious.

Mervyn Nicholson: Frye, Freud, Displacement

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It’s true that Frye used Freud in a variety of ways, but that does not mean that their “models” or outlook were similar.  As I noted earlier, their attitudes toward human desire were very different.

In Anatomy of Criticism, Freud re-creates a key concept in Freud’s great book, The Interpretation of Dreams (and elsewhere), namely:  displacement.  This term is a fascinating illustration of the way Frye’s thinking worked, the way he absorbed and adapted earlier conceptions.

In Freud, “displacement” is a technique of dreams:  dreams shift emotional emphasis from important to unimportant objects.  Intense emotion is thus “cathected” from its actual inspiration to an object that stands in for it, that “displaces” it, in order to conceal from the conscious mind the source of anxiety (or desire, desire being normally the cause of anxiety in Freud).  Neurosis does the same thing: the emotion causing the neurosis is “displaced” from its real object to things that are irrelevant or connected by some chain of association.

Frye picks up the term and changes its meaning.  In Frye, “displacement” refers to literature’s habit of adapting mythical forms to standards of plausibility or accepted morality.  In Anatomy of Criticism [150, Princeton edition] he illustrates displacement with an ingenious exposition of the use of ghosts.  Displacement is a function of the modes he outlines in the first essay—the kind of things you can have in a story is determined by the kind of world assumed in the story, and that world is indicated by the powers of the protagonist.  Displacement in this sense is a vital and powerful conception, showing how mythical formulas are adapted and reappear in realist texts, but in displaced form.  Instead of a man turning into a bat and flying away, you might have him associated with bats in some significant way, or wishing he could fly away with bats (my example — OK, Bram Stoker’s example).

Frye’s use of “displacement” gave the term new life.  From Frye, it went on its merry way in literary theory, being a natural sort of concept for deconstruction, where what is is not and what is not is what is, and “dis placement” is also “placement”.

My book 13 Ways of Looking at Images deals with Freud’s conceptions at length.  The Interpretation of Dreams is one of the great books, when it is detached from Freud’s psychoanalytic apparatus.  In this respect, I think my adaptation of Freud is close to the kind of method Frye worked with.

Frye and Chesterton (1)

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In Frye’s criticism, the literary critic should ideally be able to look at a literary work apart from its content, that is, “without making a judgment along the lines of one’s prejudices or one’s commitments in the world” (“Literature as Possession”; CW 21:305).  He recognizes that our way into literature may initially be through writers with identities similar to our own, but for Frye the reader should quickly learn to leave those identities behind, and G. K. Chesterton is one of his standard examples of a critic whose judgment was deformed by his ideological allegiances.  Frye considers the inability to transcend one’s own structure of beliefs and values as a form of anxiety: “There have been many great critics, such as Coleridge or Ruskin, or their followers like G. K. Chesterton and others, who seem to be incapable of making an aesthetic judgment.  They make no statement about literature not coloured by anxieties of some kind” (CW 21:305).  Frye has a lot to say about Ruskin, some of it high praise, whereas Chesterton does not figure prominently in his writing, except as an example of someone who “can’t think of the arts except as a source of homiletic points” (Diaries, 26 Feb. 1949; CW 8:141).

In a future post, I will compare some comments by Chesterton and Frye about the Middle Ages.  I will conclude this instalment with a comment from Chesterton’s Charles Dickens (1906) that has a bearing on the discussion earlier about Frye and Calvinism.  Chesterton sounds rather like Frye interpreting Blake; he is discussing Dickens’s ability to evoke an atmosphere of mystery, with specific reference here to Little Dorrit: “The dark house of Arthur Clennam’s childhood really depresses us; it is a true glimpse into that quiet street in hell, where live the children of that unique dispensation which theologians call Calvinism and Christians devil-worship.”  (I should add, as befits someone who received part of his education in a college founded by Baptists, that I realize there is a lot more that can be said about Calvinism than is contained in Chesterton’s remark!)