Germaine Warkentin: “How might ‘The Educated Imagination’ lead us forth into the 21st Century?”

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From the Frye Literary Festival, Moncton: Germaine Warkintin’s opening remarks at a roundtable discussion on April 22, 2009. We will shortly be archiving material from the Frye Festival in a dedicated area.

A few months ago I was asked by a colleague to lecture at an American university of good repute, and he asked me to send him several different topics to choose from. I produced four, one of which was a paper on Northrop Frye. About a week later he got back to me. “I think we’d like you to talk about the 17thC Jesuit,” he said; “I can’t find anybody here who is interested in Frye.”

That’s an academic response, and it came from young people who are still in grad school, people who were probably about six or eight years old when Frye died in 1991. And it’s contradicted by the excellent sales figures of Frye’s books, from Fearful Symmetry (1947) to The Double Vision (1991). Forty-four years of work, still being attended to by someone out there, as this wonderful festival clearly shows. What’s going on here?

The first thing to note is that the loss or diminution of the repute of a major intellectual figure is almost inevitable in the years after his or her death; we can all think of examples. But this is clearly a diminution in only one area, the academic study of literary theory. It doesn’t seem to be the case with a wider audience. As a matter of fact, Northrop Frye is almost alone among critics in commanding a wider audience in this day of intensely specialized academic critical discourse.

Perhaps my own response to The Educated Imagination offers a clue here: I edited it, with his other early critical writings, for the “Collected Works,” and I asked for the job because I love it as a piece of writing. It operates on me in just the way Jean Wilson just described in her presentation. Frye can be a marvelous writer: coolly compassionate, sometimes slangy, immensely literate of course, and as engaging as a favourite uncle. In life he wasn’t much like an uncle — he was actually rather shy, at least when I knew him, between his early fifties and his death. But his writing created that uncle-like impression.

This is one of the best examples I know of Frye’s own theory about how literature functions: the writer’s imagination creates not a mirror of the external world, but a possible model of experience for the reader to work with — and within. In his writing Frye provided the model of an immensely wise and witty reader of the canonical works of western literature. It’s a model that invites the reader into that imagined world, composed of King Lear, The Divine Comedy, the poetry of Paul Valery and Wallace Stevens, the criticism of Edgar Allan Poe, and of course what for him were the really big books: Blake, Finnegan’s Wake, the Bible.

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Extra-Rational Exuberance

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Thanks to the recent addition of our new byline correspondents and an extraordinarily good week of extraordinarily good posts, I am experiencing (to tweak Alan Greenspan’s famous formulation) a surge of extra-rational exuberance.

There’s no accounting for taste, of course, although there can at least be an accounting of it.  All of the arts provide us an opportunity to feel — to know! — that the world can be changed for the better, and we find our private anthems where we can.  Here’s one I’ve been hitting the replay button on all day; from the Cold War depths of the Reagan era and the Golden Age of Indie Rock, REM’s “Radio Free Europe”  I can’t be the only person who hears Peter Buck’s joyfully pealing arpeggios and feels the involuntary pleasure of knowing that I am both free and have some very hard work to do.

Calling all in transit / Calling all in transit . . .

The Void Between the Stars

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Blake’s Song of Los

Response to Sára Tóth,  Joe Adamson, and Bob Denham

These responses appear suddenly and unexpectedly, like fairy rings on the front lawn:  you wake up in the morning, and there they are.  Most gratifying, particularly when one’s respondents are as stimulating as Sára Tóth, Joe Adamson, and Bob Denham.  I begin to see the uses of this blog thing:  it has a rhythm of its own, quite different from academic criticism.

Joe, I thank you for reminding us of that passage from Creation and Recreation, as it is probably Frye’s most extended treatment of the concept of spiritual otherness.  Both Joe and Sára point to the dialectical nature of Frye’s later thought, and that puts its finger on something central. The Late Notebooks show that Words with Power was going to be organized according to a “dialectic of Word and Spirit.”  I keep wondering why that dropped largely out of the final book—especially as it is still there implicitly.  Is Sára right that there are signs of occasional vacillation on Frye’s part?

She is definitely correct about Frye’s vacillation on the subject of kerygma.  Another thing I like about the blog is that I feel free to introduce occasional anecdotes that are, I hope, instructive, yet which would be out of place in a more formal setting.  In the later Eighties, some time after the appearance of The Great Code, I managed to work up my nerve to question Frye about what seemed an either-or distinction in that book between literature and kerygmatic rhetoric.  I asked him whether literature couldn’t at times take on a kerygmatic quality.  Frye was tactful, but wouldn’t back down.  He used as example the refrain from the Bard’s Song in Blake’s Milton:  “Mark my words! They are of your eternal salvation!”  Notwithstanding, Frye told me, since that assertion appears in a work of literature, we take it hypothetically.  This is why The Great Code insists that the Bible is not a work of art.  I was somewhat troubled by this, for personal as well as intellectual reasons.  Certain works of literature, even certain passages, have changed me, have changed my life.  For that matter, certain passages of Frye have changed my life:  I have had the “This is for me” response Frye speaks of as characteristic of kerygma; the passages have become “myths to live by.”  So I read Chapter Four of Words with Power with delighted surprise.  Frye just about never admitted that he changed his mind—but he did.  I am much more satisfied with the treatment in the later book, in which literature can sometimes take on kerygmatic qualities and, presumably, kerygmatic works such as the Bible can exhibit literary qualities.  The latter would take Frye full circle to Fearful Symmetry, which says in no uncertain terms that the Bible is a work of art, not just a code of art.  To be sure, Frye is speaking there from Blake’s perspective, but there is no indication that he does not share it.

As for the question of criticism as science, I am betting that that is fuel for at least three dozen blog entries–starting with this one.  I concede that Frye did talk sometimes as if he felt that criticism could be organized on an empirical basis, like science.  He was clearly irritated when he said in “Expanding Eyes” that “The order of words is there, all right, and there is no use writing it off as a private hallucination of my own.”  Harold Bloom had just got done comparing him to Proclus and Iamblichus—private hallucinators, in Frye’s book.  But he did seem to retain as late as 1975 a faith that we could achieve some consensus by showing repeated patterns “in the text.”  However, criticism for at least a decade before that had been insisting on exactly the opposite:  what seems to be “in the text” is a product of ideology or interpretive communities operating upon authors, readers, and critics alike.  This is why talk of a “scientific” criticism seems so dated now.

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More on Frye and Otherness

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I wanted to respond just briefly to Michael Dolzani’s excellent “Necessary Angels” post. I have quoted the passage below in a previous post, and even though it appears in the closing paragraph of the second chapter of The Secular Scripture, a book devoted not to the Bible but to the romantic tradition, it still seems one of the most pertinent passages touching on the relationship between literature and otherness. Interestingly, Frye uses the image of the human struggle with an angelic dimension to describe this relationship, in which the mythological universe created by the human imagination is also an uncreated reality or revelation coming from elsewhere. Thanks to Sarah Tóth for the beautiful formulation of metaphor from Ricoeur, but surely the dialectic Frye points to here (and elsewhere) is just as balanced in its paradoxical formulation. Frye is contrasting the secular and the sacred scripture, the story of the creature and the story of the creator, and he casts back to his earlier evocation, in the same chapter, of none other than Wallace Stevens discussion of “imagination and reality” in The Necessary Angel:

Reality, we remember, is otherness, the sense of something not ourselves. We naturally think of the other as nature, or man’s actual environment, and in the divided world of work and ego-control it is nature. But for the imagination it is rather some kind of force of power or will that is not ourselves, an otherness of spirit. Not all of us will be satisfied with calling the central part of our mythological inheritance a revelation from God, and, though each chapter in this book closes on much the same cadence, I cannot claim to have found a more acceptable formulation. It is quite true that if there is no sense that the mythological universe is a human creation, man can never get free of servile anxieties and superstitions, never surpass himself, in Nietzsche’s phrase. But if there is no sense that it is also something uncreated, something coming from elsewhere, man remains a Narcissus staring at his own reflection, equally unable to suprass himself. Somehow or other, the created scripture and the revealed scripture, or whatever we call the latter, have to keep fighting each other like Jacob and the angel, and it is through the maintaining of this struggle, the suspension of belief between the spiritually real and the humanly imaginative, that our own mental evolution grows. Meanwhile we have on principle to go on with. The improbably, desiring, erotic, and violent world or romance reminds us that we are not awake when we have abolished the dream world: we are awake only when we have absorbed it again.

I love this baleful image of man as Narcissus, “staring at his own reflection” and unable “to surpass himself ” as long as he deprives himself of this sense of an otherness, of a revelation that transcends him even though it is also a human creation. The Narcissus image speaks volumes to the ultimate dilemma of so much of the criticism and theory of the last decades in its obsession with ideology and the incapacity of human beings ever to imagine anything that is not simply a shadow or projection of their own self-interested social constructions. God and the imagination are one, which is why we are really asleep when we have “abolished the dream world” of literature, and why we “are awake only when we have absorbed it again.”

Sára Tóth Re: “Necessary Angels”

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Responding to Michael Dolzani:

Michael, am I right to think that in this wonderfully moving post you have actually brought a very personal example from Frye’s life to illustrate a distinction typical of his later works, the distinction between “purely” literary metaphor and what is beyond it: kerygma or existential or ecstatic metaphor? I take it you are saying that the so-called “liberal” phase is the phase of literature proper, when let’s say “heaven” is a symbol of something hypothetical, a vision of a spiritual interpenetrating world or “panoramic apocalypse”, something we contemplate as a hypothesis independently of its reality status. To say that Helen’s presence or heaven is surely more real for Frye than just her survival in people’s memories is to take us further than this, to the world of existential metaphor.

This takes me to what is the most significant sentence of your post: “I think the order of words is present, not as an empirical fact, but as Helen was present.” This has raised several questions for me. First, the later Frye identifies his own “order of words” as a hypothetical literary vision, an “ironic separation from all statement of facts”, adding that this is as far as he got in Anatomy (Myth and Metaphor 114). Or see this: “So the panoramic apocalypse, the thematic stasis, the myth as dianoia or picture, represents the end of experience as knowledge. It’s normally as far as literature can go, and the dianoia it reaches is a design of hypothetical metaphor.” (Late Notebooks I:91) What you suggest – that Helen’s presence expressed by the metaphor of heaven is more than hypothetical, and it is of the same nature with the order of words – is seemingly in contradiction with the above. Perhaps, to try to answer my own question, the solution lies in the nature of Frye’s dialectical thinking and the key word here is “normally”. What I mean is that kerygma is, on the one hand, definitely beyond literature (literature plus), on the other hand all literature is potentially kerygma. I find both poles of the dialectic in Frye.

My other question is related somewhat. If  “the order of words” is not an empirical fact but a creative vision as you say, what then do we make of Frye’s science analogy in the Anatomy? I do not want to stray to the territory of the philosophy of science (where I am not at home), and I know that Frye later dropped the science analogy, what puzzles me though is that even in Spiritus Mundi he writes in a similar vein that the vision has an objective pole, that “the order of words is there, and it is no good trying to write it off as a hallucination of my own” (118). Now if what you suggest is that in fact Helen’s presence in heaven is neither simply literary metaphor for Frye, nor something “factual”, then it must be, well, yes, I have to say it, something like “religious truth”, in the best possible sense of the term. But I wonder how Frye would have reacted if someone had insisted, say that “the resurrection of Christ has an objective pole, the resurrection is there, and it is no good trying to write it off as a hallucination of the disciples.” I hope the parallel is clear.

Is it too far-fetched to say that whereas the claim for objectivity sits awkwardly within the thinking of a Blake disciple, perhaps the late Frye’s move towards “otherness” could logically lead towards an increased emphasis on objectivity, towards the hunch that reality might be more than our imaginative creation, that in fact reality – the text, if you like, in a very wide, postmodern sense − answers back? All in all, I would humbly suggest that in this respect Paul Ricoeur’s thinking is perhaps more balanced in some ways than Frye’s, the Ricoeur who in his book on metaphor has worked on a nuanced interpretation of mimesis, saying that “the enigma of metaphorical discourse is that it ’invents’ in both senses of the word: what it creates, it discovers; and what it finds, it invents” (Rule of Metaphor, 239).

Angels, Again

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This is a meditation and mini‑sourcebook, triggered by Michael Dolzani’s uncommonly perceptive post (not uncommon, of course for Michael, my editorial sidekick, who, as I’ve said several times in print, is a reader of Frye without equal).  Here’s hoping that he’ll continue to share with us what’s on his mind.

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Angels for Frye belonged to a complex of entities he called the world of “fairies and elementals.”  In his notebooks he keeps promising himself to write an article of “fairies and elementals” (On the topic, see Late Notebooks [CW 5], 189–90, 195, and Notebooks and Lectures on the Bible [CW 13], 54; Notebooks on Romance [CW 15] 143, 144; Notebooks for “Anatomy of Criticism” [CW 23], Notebook 25, par. 7 [unpublished but posted in the Library as sect. 7 of “Unpublished Notes”]).  He never got around to writing the article, but there are hints here and there about what the article would contain.  At one point in his Great Code notebooks Frye appears to conceive of three strands in the “elemental” esoteric traditions:

1.  The fairy world itself

2.  The bardo world

3.  The “total magnet or anima mundi which accounts for mesmerism, telepathy, clairvoyance, second sight & magical healing cures” (Notebooks and Lectures on the Bible, 54).  Frye sometimes calls this third strand the soul-world or Akasa (Sanskrit for “space” or “ether”), a term that he adapted from Madame Blavatsky.  Angels belong to what he refers to as “non-human forms of more or less conscious existence” (ibid.)  In Anatomy of Criticism, these “forms” belong to the existential projection of romance (64), meaning that the writers of romance accept the world of fantasy as “true” and so populated their stories with angels, fairies, ghosts, demons, and the like.  Angels, of course, occupy their place in Frye’s accounts of the ladder of being on the rung between the human and the divine.  They belong as well, in Blake’s four‑storied cosmos, to Beulah, and they are a part of what Frye called in his first essay on Yeats “the hyperphysical world” (Fables of Identity, 227).  Twenty years later he describes this world as

the world of unseen beings, angels, spirits, devils, demons, djinns, daemons, ghosts, elemental spirits, etc.  It’s the world of the “inspiration” of poet or prophet, of premonitions of death, telepathy, extra-sensory perception, miracle, telekinesis, & of a good deal of “luck.”  In the Bible it’s connected with Lilith & other demons of the desert, with the casting out of devils in the gospels, with visions of angels, with thaumaturgic feats like those of Elijah & Elisha, & so on.  Fundamentally, it’s the world of buzzing though not booming confusion that the transistor radio is a symbol of.  (Notebooks and Lectures on the Bible, 90)

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I wonder if in Frye’s anguished katabatic experience of Helen’s death in Cairns we might not have a conjunction of the oracle and wit insight that was the essence of his Seattle epiphany.  This occured to me by looking again at the ultimate and penultimate remarks of Helen before she died––after which Jane Widdicombe becomes a guardian angel.

The oracle: “Besides, when Jane told her she was in hospital and had to get better before she could go home, she said ‘I can take that from you.’  When I tried to say the same thing, she said ‘Don’t be so portentous.’  It was the last thing she said to me, and it sounds like an oracle.  Meanwhile there is Jane, a daughter sent by God instead of nature.  Guardian angels take unexpected but familiar forms, as in Homer” (Late Notebooks, CW 5, 137–8).

The wit: “She died at 3.10 p.m. on August 4 (the medical attendants said 3.30, but I happen to know when she actually left me).  She was a gentle and very pure spirit, however amused or embarrassed she might be to hear herself so described.  The day before her death the intravenous machine ran out of fluid and started ticking:  Helen opened an eye and said “Is that your pet cricket?”  I am grateful that in practically the last thing I heard her say there was still a flash of the Helen I had known and loved for over fifty years” (“Memoir,” Northrop Frye’s Fiction and Miscellaneous Writings, CW, 42).

Michael Dolzani shows how Frye, in all those passages about Helen in Notebook 44, moves from a negative to a positive faith, having been transported from the abyss where he has confronted her death to some form of apocalyptic revelation, where Helen has now become for him a Beatrice or Laura.  He needs no longer now accuse himself of having murdered her by taking her to Australia.

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Shakespeare, Frye & Ideology

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The “Sanders portrait,” the “Canadian” Shakespeare unveiled in 2001, purportedly painted from life in 1603.

Russell’s post on Greene and Shakespeare raises a number of questions about the relation between literature and ideology — a subject that has always been at the centre of literary criticism and shows no sign of going away.

Frye, in a display of irreverence as cheeky as Greene’s, famously observed (referring both to the relatively thin biography and the posthumously published Droeshout portrait) that we have very little hard data about Shakespeare: a few signatures, a handful of addresses, “and the portrait of a man who is clearly an idiot.”  As Russell points out, Frye is always able to make a distinction between the “man” (who may possess idiotic personal qualities and even more idiotic ideological views) and the “writer.” For current critical theory and practice, this must seem an indefensible position.  How is it possible for anyone to produce work independent of their all-encompassing social conditioning and the prejudices it spawns?

For Frye, the answer begins with the fact that literature possesses both “autonomy” and an “authority” unique to it.  Literary archetypes — whose universality can be discerned by the widest possible inductive survey of literature throughout history and across cultures — are expressive of imaginative constants and primary existential concerns.  Moreover, the context is fundamentally different.  Language in its everyday social function is “work”: expressing beliefs, necessities, truths, and so on.  Literary structures, on the other hand, are, in their imaginatively recreational function, “play”: they “exist for their own sake” and provide no requirement of belief or claim to truth.   Ideology, in short, compels; literature invites.  And upon that distinction everything follows, including the fact that the writer (like, say,  T.S. Eliot, about whom Frye directly addresses this very issue) may be consciously pushing a personal ideological agenda from which the literature itself displays a stubbornly independent purpose.  This is why literature is potentially “visionary”: it provides us with a clarified sense of what we want and who we would like to be without providing any compulsory program of action or belief.  Literature as recreation merely provides the opportunity for re-creation; it does not and cannot compel it.  What we choose to do in response to the existentially concerned but still aesthetic experience of literature is always entirely up to us, including (as we know all too well) doing absolutely nothing at all.

Frye more or less takes up these issues in the opening pages of the Introduction to On Shakespeare.  In fact, here is the complete second paragraph of that Introduction:

We have to keep the historical Shakespeare always present in our minds to prevent us from trying to kidnap him into our own cultural orbit, which is different from but quite as narrow as that of Shakespeare’s first audiences.   For instance, we get obsessed by the notion of using words to manipulate people and events, of the importance of saying things. If we were Shakespeare, we may feel, we wouldn’t write an anti-Semitic play like The Merchant of Venice, or a sexist play like The Taming of the Shrew, or a knockabout farce like The Merry Wives of Windsor, or a brutal melodrama like Titus Andronicus. That is, we’d have used the drama for higher and nobler purposes. One of the first points to get clear about Shakespeare is that he didn’t use the drama for anything: he entered into its conditions as they were then, and accepted them totally. That fact has everything to do with his rank as a poet now.  (On Shakespeare, 1-2)

So what does Shakespeare’s “rank as a poet” really amount to?  It may be summed up by the fact that he does not ever subordinate the autonomy and authority of his art to any external consideration: “all the world’s a stage” is not just a clever conceit in Shakespeare, it is a radical metaphor of his imaginative worldview. As Frye puts it, “In every play Shakespeare wrote, the hero or central character is the theatre itself” (OS 4). He may reflect the beliefs, biases, anxieties and prejudices of his time in a way his audience might recognize and even approve of, but he doesn’t promote them.  The Merchant of Venice is nowhere close to reducible to the anti-Semitism it conjures; The Taming of the Shrew overturns the complacent sexism it renders; The Merry Wives of Windsor unexpectedly offers up a more egalitarian and tolerant vision of society once the knockabout farce has played itself out; and Titus Andronicus proves to be a powerful meditation upon the grisly absurdity of the human capacity for cruelty. Why? Because Shakespeare allows his plays to play without ever feeling the necessity of putting them to work in the name of some ideology, however noble or well-intentioned it may otherwise claim to be.